Information Requirements

The very first step that most companies take when seeking private capital is the creation of a business plan. While business plans are an important facet of raising capital they are not designed to be investment documents. Raising capital requires very specific documentation that far surpasses what a business plan provides.

Under the Securities Act of 1933, any offer to sell securities must either be registered with the SEC or meet an exemption. Using Regulation D (or Reg D), the most commonly used exemption, companies must provide sufficient information to investors to avoid violating the antifraud provisions of the securities laws; under Rule 506(b), companies must give non-accredited investors disclosure documents that are generally the same as those used in registered offerings.

SEC Compliant Documents

The information companies must provide investors is contained in three documents, the PPM, Subscription Agreement and Investor Questionnaire.

Private Placement Memorandum
Investor Questionnaire
Subscription Agreement


We offer SEC, Reg D compliant Templates including the PPM, Subscription Agreement and Investor (Suitability) Questionnaire. Our Templates are based upon the Registration Statement (Form S-1), are prepared following the guidelines of Regulation S-K and are valid in all 50 states and Puerto Rico. Our Templates include all the basic legal disclaimers, NASAA jurisdictional legends, specific rule information and section by section data. We have Reg D, Rules 504, 505, 506(b) and 506(c) Templates for Equity and Debt offerings for corporations, LLCs, hedge funds and real estate funds.

Plus, when you purchase a set of offering documents from us, we’ll prepare and file your Form D with the SEC for FREE.